Financial Regulatory and Compliance

With extensive knowledge of local and international regulation, WALLESS professionals are well suited to assist clients with various regulatory and compliance matters. Our financial regulatory expertise ranges from licensing to risk management and compliance in different finance industry segments, whether it be banking, payments, investment services and derivatives, consumer credit, funds or fintech. WALLESS attorneys are also known for anti-money laundering regulation expertise. We assist clients in obtaining regulatory permits, design their internal policies and procedures, review compliance and internal control systems, and also provide training, as well as advise on disclosure and reporting requirements. WALLESS attorneys are often called to assist in complex situations when it comes to internal and external audits, supervisory sanctions or disputes.